The Full Text Of A Patent As A Commodity
by Daniel P. Dooley

This research project is substantially limited and applicable to U.S. patents. This limitation has been elected, primarily for two reasons. First, an essential element that must be considered prior to classifying the full text of a patent as a commodity lies with an understanding of the primary motive behind the establishment of the patent, trademark and copyright systems of a country. (A survey of those motives would be an ambitious research project in and of itself.) Second, most of the on line IP tools, databases, search product enhancements and new features are introduced first for U.S. patents and then migrate to databases containing non U.S. patent data banks. As this report is, in some respects, an extension and update to prior work available on the FPLC - IP MALL a preview of the latest capabilities of some of the IP Tools is in order and included.

FPLC - IP MALL

URL: http://www.piercelaw.edu/ipmall/ipcorner/evals97/iptools.htm

The primary motive and intent of the Founding Fathers of the United States, for the establishment of the U.S. patent, trademark and copyright systems, was to promote and harness the engine of economic growth and advancement. That engine being the "Progress of Science and Useful Arts". To insure innovation and creativity had fertile ground on which to grow, the authors of the constitution included a provision in the constitution ensuring Authors and Inventors of have the opportunity reap the benefits of their efforts. The provision reads; "To promote Progress of Science and useful Arts, by securing for limited Times to Authors and Inventors the exclusive Right to their respective Writings and Discoveries" (United States Constitution Section 8, Clause8). By providing innovators with an "exclusive Right to their respective Writings and Discoveries" in exchange for disclosure or sharing the their information with all, as information and knowledge promotes advancement.

Under this approach, exclusivity in exchange for information, the patent system created value in the patent beyond that of exclusivity for the underlying product represented by the patent. The value created under the system comes specifically from the release of the text itself into the public domain i.e., the DISCLOSURE/SPECIFICATION SECTION of the patent. Since a definition for a commodity is, "Something of use, advantage or value" and, from the prospective of a commodity, the value of a patent lie in information. Knowledge it contains, knowledge intended to be used for advancing the art in that field or others, is the valued commodity. The enactment of section 8, clause 8 of the U.S. constitution, by design, overtly created a commodity. A non-depleting commodity that promotes a base and provides the engine for multiple, divers uses and advancements in related and non-related fields of useful art.

To bring into focus the multiple use of the full text patent document as a commodity base for the development various online patent search IP Tools an analogy is provided. As a commodity can also be defined as "Any unprocessed or partially processed good". When viewing the full text of a patent as a partially processed good an analogy can be drawn between it and other commodities such as steel, tires, plastics or lumber. Lumber is used for the purpose of this analogy, as lumber is a commodity that is and of itself a processed good but one that can be configured in different fashions to produce different product families. By limiting the analogy to one family, or use of lumber, a close parallel can be drawn to the use of the full text of patents by on line IP Tool suppliers. In the home construction industry contractors using a common commodity, lumber, to construct homes of different form and function. All homes are generically the same i.e., homes but each is constructed to meet the needs and/or tastes of individual customers. Suppliers of on line patent search IP Tools all start with the same base commodity, the full text of patents, and construct products with different features, features that play to the needs and/or tastes of individual customers. What follows is a survey of the primary patent search tools, a review of the searchable fields contained in their database and a short critique of their usability advantages, shortfalls and feature update. The products being reviewed and an overall recommended approach:

USPTO -- http://www.uspto.com.gov/

IBM Patent Server -- http://patent.womplex.ibm.com/

MicroPatent -- http://www.micropat.com/patentwebindex.html

QPAT.US -- http://www.qpat.com/

EDS Shadow Patent Office -- http://www.spo.eds.com/patent.html



Overall Recommended Approach:

For full patent document demands of 4O or less PER MONTH/YEAR, MicroPatent is the most complete and economical. Full document demands greater then 4O PER MONTH/YEAR a combination of the free material from IBM combined with the QPAT output is the most complete and economical. (IF INTEREST GOES BEYOND U.S. PATENTS MicroPatent IS THE LEADER AS IT ALSO INCLUDES EPO, WIPO, & JAPIO DATA BASES. IBM and QPAT are U.S. patents only.)

Prior to starting the review, it is interesting to note that all of the services continue to reserve for sale the heart or knowledge kernel of the patent i.e., the DISCLOSURE/SPECIFICATION SECTION, a point Thomas Jefferson would likely find amusing even after more than two hundred years. The standard against which each of the aforementioned on line IP Tools are being measured is each product's ability to deliver an output document as close to the actual hard copy document produced by the USPTO. The reason the services are being measured against the published patent document is quite simple. When performing evaluations for patentibility, analyzing questions of infringements, reviewing technology developments, valuing patents or prosecuting patents all of the information contained in the basic record, i.e., the published patent, is essential. Full text documents alone will not suffice. Nor will images with abstracts and claims alone suffice. The correct tool is one that provides all the information needed to do the job. The format and presentation of the material are also a very key factors in supplying a solution to users. In providing the most effective tool for users, the output from IP Tool providers should look very much like the USPTO output, as the PTO has a very efficient and effective document layout with which users are comfortable and work efficiently. As computer competent/ search capable lawyers continue to emerge from law schools both the demand and market for downloadable complete documents will escalate. IP Tool suppliers that now lead and continue to develop in product content and material presentation sophistication are likely to have a dominant market share. The product's richness of features, ease of use, completeness of downloadable documents, and cost effectiveness are the specific criteria used for this evaluation.
 

FEATURE RICHNESS:
 
FEATURE USPTO IBM MicroPat. QPAT EDS
Image NO YES YES NO NO
Abstract YES YES YES YES YES
Claims NO YES YES YES NO
Disclosure NO NO YES YES NO
Specification NO NO YES YES NO
First Page (BIO. INFO. or FULL) BIO FULL FULL FULL NO
Linked Ref. Patents YES YES NO YES YES
Downloadable (wazzu Printer or Drive) Printer^ PRNT. & DRIVE ^ PRNT. & DRIVE ^^ PRNT. & DRIVE ^^ PRNT. & DRIVE ^^
^ One page at a time
^^ Full patent and/or multiple patents at one download.
 
 

EASE OF USE:
 
FEATURE USPTO IBM MicroPat. QPAT EDS
Point & Click  SOME YES YES YES YES
Natural Language NO NO NO YES NO
Boolean Search YES YES YES YES YES
Fuzzy Logic Search NO NO NO YES NO
Advanced Search YES YES YES YES YES
Searchable Classes YES YES US & IPC YES YES
Linked Refed. Pats. SOME YES NO YES NO
Linked Refng. Pats. NO YES NO YES NO
 
 

DOWNLOADABLE DOCUMENT:
 
FEATURE USPTO NC IBM NC MicroPat. DF QPAT FF EDS CA
Image NO YES YES NO NO
Abstract YES YES YES YES YES
Claims NO YES YES YES NO
Disclosure NO NO YES YES NO
Specification NO NO YES YES NO
First Page NO YES YES YES NO
USPTO Format NO YES YES YES NO
Downloadable (Printer - Storage) Printer PRINTER & DRIVE PRINTER & DRIVE PRINTER & DRIVE PRINTER & DRIVE
(NC = NO CHARGE, FF = COVERED BY FLAT FEE, DF = ONE TIME $ 50 DEPOSIT + $3.00 PER COPY FEE, CA = CLASSIFICATION BASED SEARCH AND ANALYSIS WITH REGISTERATION + $4.50)
 

COST EFFECTIVENESS:
 
COST and DELEVERY USPTO IBM + Optipat Inc MicroPat. QPAT EDS
2O FULL DOC. PER MONTH/YEAR $ 720 $ 600 $ 720 $ 1950 $ 1080
4O FULL DOC. PER MONTH/YEAR $ 1480 $ 1200 $ 1480 $ 1950 $ 2160
8O FULL DOC. PER MONTH/YEAR $ 2960 $ 2400 $ 2960 $ 1950 $ 4320
120 FULL DOC. PER MONTH/YEAR $ 4440 $ 3600 $ 4440 $ 1950 $ 6480
160 FULL DOC. PER MONTH/YEAR $ 5920 $ 4800 $ 5920 $ 1950 $ 8640
200 FULL DOC. PER MONTH/YEAR $ 7400 $ 6000 $ 7400 $ 1950 $ 10700
ON LINE - DELIVERY NO NO * YES ** YES *** YES
OVERNIGHT YES 2X $ /COPY NO NO NO NO
US MAIL YES YES SAME $ YES 3.5X $ /COPY NO NO
TWO DAY NO NO NO NO NO
FAX YES 2X $ /COPY  YES 3.5X $ /COPY YES 3.5X $ /COPY NO NO
e-mail NO NO ASCII ONLY NO NO
* Full text available through Optisearch downloadable to drive in non-USPTO format at a cost of about $0.25/patent with a 56.6 modem. Balance of the patent available through IBM site.
** With use of PatentImage Viewer software $85.00
*** No additional charge.
 

The most significant enhancements to the IP Tools covered in this report are both features introduced by IBM in late June 1997. For select patents IBM has included a hot-link to their Licensing Group. IBM, at their option and for a fee, is willing to allow other companies the option of having a direct link to their respective licensing groups. This feature is likely to be the most cost effective and productive marketing and sales tool IBM's licensing group has ever had. Licensing and royalties represents a very substantial and key revenue resource for IBM. As licensing is a major part of most Fortune 500 strategy for growth and revenue and considering IBM lead the way with highest number of patents issued in 1996 and are likely to repeat in 1997 it really makes since to get what you are marketing out in front of the potential customer. In addition to its hot-linked Licensing Group, IBM is using the site to sell fully mounted Intranet servers to those that are concerned with IBM's ownership of their query done on IBM's server. (For an understanding of IBM's query ownership refer to IBM's patent site. When at the site go to the bottom of the page and click on the link titled "LEGAL".) IBM has always been creative in their approach to selling "IRON".

The next generation of search engines to be used in IP Tools is likely to be a combination of "concept sensitive" AI software and mathematical modeling software. The engine will search the full text, identify the concepts, convert the concepts to models and algorithms and compare the results across multiple fields of useful art thereby promoting cross fertilization of complex concepts between divergent fields of useful art.