Trademark Examination Guides, Notes and Announcements - Examination Guide 1-94

Examination Guide 1-94

U.S. Patent and Trademark Office

Trademark Examining Groups

EXAMINATION GUIDE NO. 1-94

Issued January 28, 1994

 

Contents

Merely Descriptive and Generic Refusals

1. Use of Proper Terminology

2. Issuance of the Appropriate Refusal

a. First-Action Refusals

b. Actions After the First-Action Refusal

3. Advisory Statements Concerning Future Prosecution of the Application

B. Marks Consisting of Merely Descriptive or Generic Terms in the Form of

Telephone Numbers

C. Catalogs as Trademark Specimens

D. Delineating New Issues Requiring Issuance of Nonfinal Action

E. Appeals Asserting Entitlement to Registration on the Principal and Supplemental

Register in the Alternative

F. Musical Performer/Group Names

G. Fees

H. Suspension

1. Grounds for Suspension

2. Suspension Pending Cancellation or Expiration of Cited Registration

I. Assignment of Foreign Application or Registration

J. Inquiries Concerning the Names of Other Parties on the Specimens

K. Class 16 Specimens

L. Individuals or Corporations Using Corporate DBA's

M. Filing the Same Papers as Either Amendments to Allege Use or Statements of Use

N. Requests for Extensions of Time to File a Statement of Use: Fees in Multi-

class Applications

O. Requirements Relating to Extensions Beyond the First Six-Month Extension: Good

Cause Extensions

P. Waiver of Trademark Rule 2.76(a) [p.2]

 

A. Merely Descriptive and Generic Refusals

1. Use of Proper Terminology

The Trademark Trial and Appeal Board reversed an examining attorney's refusal to

register the mark, DECORATING DIGEST, for magazines. The stated ground for refusal

was that the mark was, "so highly descriptive of applicant's magazine that it is

incapable of acting as a trademark." In re Women's Publishing Co. Inc., 23 USPQ2d

1876 (TTAB 1992). Apart from the decision on the merits, the Board pointed out that

the statement of the ground for refusal, that a mark is "so highly descriptive that

it is incapable of acting as a trademark," was inappropriate. Id. at 1877, n.2.

While the decision does not explicitly bar the use of this terminology under all

circumstances, the case illustrates that the use of this terminology may lead to

confusion and should be avoided. Therefore, examining attorneys should no longer

state that a mark is so highly descriptive that is it incapable of acting as a

trademark in issuing refusals.

This does not imply that marks which might have formerly been categorized as "so

highly descriptive" should no longer be regarded as incapable. The Board, in fact,

emphasized that, "[t]he critical issue in genericness cases is whether members of

the relevant public primarily use or understand the term sought to be registered to

refer to the genus (category or class) of goods or services in question." Id. at

1877 (citations omitted). Also note that the expression "generic name for the goods

or services" is not limited to noun forms but also includes "generic adjectives,"

that is, adjectives which refer to a genus or species, category or class, of goods

or services. In re Reckitt & Colman, North America Inc., 18 USPQ2d 1389 (TTAB)

1991).

In essence, the Board was merely emphasizing the need to use precise statutory

language in stating grounds for refusal. It is particularly important in this

context to use the precise statutory language to avoid doctrinal confusion. See

generally, Mcleod, The Status of So Highly Descriptive and Acquired Distinctiveness,

82 Trademark Rep. 607 (1992). The Trademark Law Revision Act of 1988 amended the Act

to adopt the term "generic name" to refer to generic designations. Trademark Act

<section><section> 14(3)and 15(4). Accordingly, the terminology, "generic name" for

the goods or services, should be used in appropriate refusals, and use of the

terminology, "so highly descriptive," should be discontinued when referring to

incapable matter.

Also note that it is entirely appropriate to consider whether a particular

designation is "highly descriptive" in evaluating registrability under <section>

2(f), or in similar circumstances.

 

2. Issuance of the Appropriate Refusal

a. First-Action Refusals

Furthermore, an examining attorney should not generally issue a refusal in an

application for the Principal Register on the ground that a mark is a generic name

for the goods or services unless the applicant asserts that the mark has acquired

distinctiveness under Trademark Act <section> 2(f). Absent such a claim, the

examining attorney should issue a refusal on the ground that the mark is merely

descriptive of [p.3]the goods or services under Trademark Act <section> 2(e)(1),

even if the mark appears to be a generic name for the goods or services. Thus the

Office will avoid subjecting itself to the more rigorous evidentiary showing that

would be required to prove that a term is a generic name for the goods or services

unless this is necessary.

In some limited circumstances, it may be appropriate to issue a refusal at the

outset on the ground that the subject matter is incapable of functioning as a mark

under Trademark Act <section><section> 1, Trademark Act <section><section> 2,

Trademark Act <section><section> 3 and Trademark Act <section><section> 45, either

by itself or in addition to the refusal under Trademark Act <section> 2(e)(1). See,

e.g., In re Remington Products Inc., 3 USPQ2d 1714 (TTAB 1987) (PROUDLY MADE IN

AMERICA held incapable of functioning as a mark). This should be done when the

subject matter would not be perceived as a mark, as in the Remington case where the

wording would be perceived as an informational statement.

b. Actions After the First-Action Refusal

If, in response to the first-action refusal, the applicant merely argues that the

mark is registrable on the Principal Register without claiming acquired

distinctiveness or amending to the Supplemental Register, the examining attorney

should simply issue a final refusal under <section> 2(e)(1), provided it is

otherwise proper.

If the applicant amends to the Supplemental Register and the mark is a generic

name for the goods or services, the examining attorney should then refuse

registration on the Supplemental Register. The statutory ground is Trademark Act

<section> 23. This action must be nonfinal.

If the applicant amends to assert acquired distinctiveness under Trademark Act

<section> 2(f) and the mark is a generic name for the goods or services, the

examining attorney should then refuse registration on the Principal Register under

Trademark Act <section> 2(e)(1) on the ground that the mark is a generic name for

the goods or services. Secondly, the examining attorney should refuse registration

under Trademark Act <section> 2(e)(1) on the ground that the showing of acquired

distinctiveness is insufficient, even if the subject matter were found to be capable

of functioning as a mark. The action must be nonfinal.

 

3. Advisory Statements Concerning Future Prosecution of the Application

When issuing any refusal under Trademark Act <section> 2(e)(1), if the mark does

appear to be a generic name for the goods or services, the examining attorney should

provide an advisory statement that the mark appears to be a generic name for the

goods or services in conjunction with the refusal on the ground that the mark is

merely descriptive. If, on the other hand, the mark appears to be capable, the

examining attorney should provide appropriate advice concerning a possible amendment

to the Supplemental Register or assertion of a claim of acquired distinctiveness. If

the record is unclear as to whether the designation is capable of functioning as a

mark, the examining attorney should refrain from giving any advisory statement. In

general, the Office should make every effort to apprise applicants as early as

possible of the prospects for registration through appropriate amendments, if

feasible.

 

B. Marks Consisting of Merely Descriptive or Generic Terms in the Form of

Telephone Numbers

If an applicant applies to register a mark which consists of a merely descriptive

or generic term with numerals in the form of a telephone number, for example 800 or

900 followed by a word, the examining attorney should refuse registration under

Trademark Act <section> 2(e)(1). The fact that the mark is in the form of a

telephone number is insufficient, by itself, to render a mark distinctive. See

Dranoff- Perlstein Associates v. Sklar, 23 USPQ2d 1174 (3d Cir. 1992). But see

Dial-A-Mattress Franchise Corp. v. Page, [p.4] 888 F.2d 826, 11 USPQ2d 1644 (2d Cir.

1989); Murrin v. Midco Communications Inc., 726 F. Supp. 1195, 13 USPQ2d 1815 (D.

Minn. 1989). If the relevant term is merely descriptive, but not generic, the mark

may be registered on the Principal Register with a proper showing of acquired

distinctiveness under Trademark Act <section> 2(f), or on the Supplemental Register.

Of course, the designation must also be used in the manner of a mark. If the

relevant term is generic, the mark is unregistrable on either the Principal or the

Supplemental Register.

This policy is effective immediately, and supersedes all previous guidance related

to this subject.

 

C. Catalogs as Trademark Specimens

The U.S. District Court for the Eastern District of Virginia reversed a decision

of the Trademark Trial and Appeal Board which had held that catalog specimens failed

to show trademark use. Land's End Inc. v. Manbeck, 24 USPQ2d 1314 (E.D. Va. 1992).

In that case, the applicant had applied to register "KETCH" for purses. The

specimens consisted of a catalog page including a picture of the goods, and a

description of the goods and the mark below the picture. The Court stated, "The

alleged trademark 'KETCH' appears prominently in large bold lettering on the display

of purses in the Lands' End specimen in a manner which closely associates the term

with the purses." Id. at 1315.

The Court determined that the specimens were not mere advertising, but that the

catalog met the relevant criteria for displays associated with the goods. The Court

evaluated the catalog specimen as follows:

A customer can identify a listing and make a decision to purchase by filing out

the sales form and sending it in or by calling in a purchase by phone. A customer

can easily associate the product with the word "KETCH" in the display... The point

of sale nature of this display, when combined with the prominent display of the

alleged mark with the product, leads this court to conclude that this mark

constitutes a display associated with the goods.

Id. at 1316.

In accordance with this decision, examining attorneys should accept any catalog or

similar specimen as a display associated with the goods, provided that (1) it

includes a picture of the relevant goods, (2) it includes the mark sufficiently near

the picture of the goods to associate the mark with the goods, and (3) it includes

information necessary to order the goods. See TMEP <section> 905.06. Any form of

advertising which satisfies these criteria should be construed as a display

associated with the goods.

 

D. Delineating New Issues Requiring Issuance of Nonfinal Action

In a decision, the Trademark Trial and Appeal Board specifically noted that an

examining attorney had acted properly in issuing a nonfinal action after receiving

a response including an amendment to a mark, even though the amendment was

unacceptable and all other requirements or refusals had been stated previously. In

re Abolio y Rubio S.A.C.I. y G., 24 USPQ2d 1152 (TTAB 1992). The purpose of this

section is to provide further clarification as to when an examining attorney should

issue a nonfinal action, rather than a final action, after receipt of a response.

Trademark Rule 2.64 provides, "On the first or any subsequent reexamination or

reconsideration the refusal of the registration or the insistence upon a requirement

may be stated to be final.... " TMEP [p.5] <section> 1105.04(c) indicates generally

when final action is appropriate. Consistent with the referenced decision, the

examining attorney should not issue a final action when the applicant proposes an

amendment which is unacceptable, provided the amendment is not a direct response to

a previous requirement. Of course, if the amendment is unrelated to the relevant

requirement or refusal, and the amendment does not raise a new issue, the amendment

in no way precludes the examining attorney from issuing a final refusal or

requirement. See In re Juleigh Jeans Sportswear Inc., 24 USPQ2d 1694 (TTAB 1992).

If, as in the referenced decision, the amendment was not offered in direct

response to a requirement, the examining attorney must issue a new, nonfinal action,

addressing the issues raised by the amendment and continuing all other refusals and

requirements, as appropriate. The following are examples of amendments which would

require a new nonfinal action:

 

1. amendments to the drawing, unless the examining attorney had specifically

required amendment to the drawing previously;

 

2. amendments to the identification of goods and services, unless the examining

attorney had specifically required amendment previously;

 

3. amendments to the Supplemental Register, including such amendments in

applications under Trademark Act <section> 1(b) where the amendment is premature

under Trademark Rules 2.47 and 2.75;

 

4. amendments to assert acquired distinctiveness; and

 

5. amendments to disclaim the entire mark.

An initial requirement or refusal must relate to matter which is of record at the

time of the action to establish the foundation for issuing a final refusal or

requirement in the next action. If the examining attorney includes advisory

statements in an office action indicating that a refusal or requirement will be

issued if specified circumstances arise, the advisory statement does not constitute

an initial requirement or refusal. Therefore, the advisory statement cannot serve as

the foundation for issuing a final requirement or refusal in the next action.

For example, if the examining attorney requires amendment to the identification of

goods and services, it is advisable to note the requirement that the amendment

conform to Trademark Rule 2.71(b). However, when the applicant responds, if the

amended identification exceeds the scope of the identification of goods and services

prior to amendment, the examining attorney must issue a nonfinal action regarding

the scope issue.

On the other hand, if the examining attorney issues requirements related to the

addition of classes to the application on the basis of the operative identification

of goods and services and the applicant attempts to add one or more classes but

fails to comply with the relevant requirements, the proper foundation has been

established for issuance of a final refusal as to the relevant requirements.

Also, the examining attorney must issue a nonfinal action when first refusing

registration under Trademark Act <section> 2(d), even if the applicant had been

advised about the existence of the prior-filed application which matured into the

registration which forms the basis for the refusal. [p.6]

If the examining attorney issues a conditional refusal based on matter which is of

record, this does constitute an initial refusal and serves as the foundation for

issuing a final refusal in the next action.

Note that all refusals and requirements must be appropriate for final action to

issue a final office action.

 

E. Appeals Asserting Entitlement to Registration on the Principal and

Supplemental Register in the Alternative

TMEP <section> 1212.02(c) now permits an applicant to seek registration on the

Principal Register under <section> 2(f) and on the Supplemental Register in the

alternative. Accordingly, the applicant may submit an amendment to the Supplemental

Register, provided it is otherwise proper, and continue to argue entitlement to

registration on the Principal Register in an appeal. Both the amendment to the

Supplemental Register and the appeal must be submitted within the six- month

response period following the final refusal of registration on the Principal

Register.

If the applicant files a notice of appeal in such a case, the examining attorney

should forward the application to the Trademark Trial and Appeal Board to institute

the appeal. The Board will suspend action on the appeal and remand the application

to the examining attorney to determine registrability on the Supplemental Register.

If the examining attorney determines that the applicant is entitled to

registration on the Supplemental Register, the examining attorney will return the

application to the Board to resume action on the appeal with respect to registration

on the Principal Register. The examining attorney should also send a letter

notifying the applicant of the acceptance of the amendment and telling the applicant

that the application is being referred to the Board for resumption of the appeal. If

the examining attorney determines that the applicant is not entitled to registration

on the Supplemental Register, the examining attorney will issue a nonfinal action

refusing registration on the Supplemental Register. If the applicant fails to

overcome the refusal, the examining attorney will return the application to the

Board to resume action on the appeal with respect to entitlement to registration on

either the Principal or the Supplemental Register.

 

F. Musical Performer/Group Names

The purpose of this section is to ensure consistent action on applications to

register the names of musical performers for musical sound recordings in accordance

with In re Polar Music International AB, 714 USPQ 1567, 221 USPQ 315 (Fed. Cir.

1983) and In re Spirer, 225 USPQ 693 (TTAB 1985).

First, the names of musical performers may only be registered if the mark is used

on a series of musical sound recordings. The identification of goods must

specifically indicate that there is a series. If the application does not identify

the goods in this fashion, the examining attorney must require an appropriate

amendment before publication.

Secondly, the applicant must provide evidence that the mark has been applied to at

least two different recordings in the series. In an intent-to-use application, the

applicant must provide evidence of use on at least two recordings at the time the

applicant files either the amendment to allege use or the statement of use. It is

also advisable to provide advance notice of this requirement during initial

examination. If the applicant is unable to demonstrate use on a series, the mark may

be registered on the Supplemental [p.7] Register, provided it is otherwise proper.

These procedures apply specifically to performers' names used on recordings and not

to other types of marks used on other types of artistic material.

Finally, under Spirer, it is only necessary to inquire about the applicant's

control over the nature and quality of the goods if the application record indicates

the name of a party other than the applicant and Office policy otherwise would

require such an inquiry.

 

G. Fees

The Office has established the following policy to ensure the collection of fees

from all applicants on an equitable basis and the examination of applications

efficiently.

This policy applies to any application in which the applicant specifically

delineates more than one class of goods or services and the applicant has paid the

fee for only one class. The delineation may be by indicating class numbers or any

other means demonstrating a clear intention to seek registration in more than one

class.

If the applicant has specifically authorized the Office to charge any additional

fees to a deposit account, the examining attorney should arrange for appropriate

charges to be made to the specified account and proceed with examination of the

application on the merits. If the applicant has not provided a specific

authorization to charge an account, the examining attorney should attempt to contact

the applicant by phone to secure such a written authorization by fax. If this is

successful, proceed with routine examination.

If authorization has not been provided and the examining attorney is unable to

secure one, the examining attorney should issue a written action noting the

deficiency and requiring either payment of the fees or deletion of classes. In the

action, the examining attorney should advise the applicant that action on the merits

of the application is deferred pending response to the action.

If the entire record indicates a good faith attempt to pay all relevant fees, the

examining attorney should simply act on the merits of the application and require

the additional fees. For example, it would be inappropriate to defer action in a pro

se application or in other cases where the applicant has, in good faith, attempted

to pay the appropriate fees. Before issuing a letter deferring action until

additional fees are paid, the examining attorney should consult with the managing

attorney.

 

H. Suspension

1. Grounds for Suspension

TMEP <section> 1108.01 describes the circumstances under which suspension is

appropriate with certain examples. These examples are not exhaustive of all of the

circumstances where the examining attorney may exercise the discretion to suspend

action in an application. As additional examples, the examining attorney may

withdraw a final action and issue a new suspension action if the applicant requests

suspension because the applicant is securing a consent from a registrant or because

the applicant is in the process of obtaining an assignment of a registration. The

examining attorney should only grant a request to suspend in these situations when

all of the circumstances indicate that the request is made in good faith and that

the applicant's efforts are likely to succeed. In these types of circumstances, the

examining attorney should suspend for a limited period of time, usually 60 to 90

days. [p.8]

 

2. Suspension Pending Cancellation or Expiration of Cited Registration

The Office's automated records are regularly updated to indicate the status of

registrations as follows:

In the case of a registration where the affidavit of use under <section> 8 of the

Act is due, if Office records show that the registrant has not submitted an

affidavit six years and six months after the date of registration, the automated

record is updated to indicate that the registration is cancelled.

In the case of a registration where the renewal under <section> 9 of the Act is

due, if Office records show that the registrant has not submitted a renewal nine

months after the expiration of the previous term, the automated record is updated to

indicate that the registration is expired.

In cases where the applicant has submitted a timely affidavit or renewal, the

Office records are updated to indicate receipt of the paper and the action taken on

the paper.

Before issuing any final refusal under Trademark Act <section> 2(d) with respect

to a registration, the examining attorney should confirm the status of the

registration. If at the time the examining attorney intends to issue the final

refusal, the subject registration is still active according to the Office's

automated records and either (a) subject to cancellation under <section> 8 because

an affidavit of use was required and none was filed within the prescribed period or

(b) apparently expired because a renewal was due and none was filed during the

prescribed period, the examining attorney should suspend action for six months

pending final disposition of the registration.

I. Assignment of Foreign Application or Registration

In a recent decision, the Court of Appeals for the Federal Circuit held that an

applicant under Trademark Act <section> 44 may assign the United States application

to another party without assigning the underlying foreign application or

registration to that same party. In re De Luxe N.V., 26 USPQ2d 1475 (Fed. Cir. 1993)

. According to the Court, the Act requires only that the applicant own the

underlying application or registration at the time of filing in the United States.

Therefore, examining attorneys should not require proof of assignment of the

underlying foreign application or registration in the event of assignment of the

United States application. Disregard TMEP <section> 1007 to the extent that it

conflicts with this decision.

If the foreign registration will expire before the United States registration will

issue, examining attorneys should continue to require the applicant to submit

certification from the foreign country to establish that the foreign registration

has been renewed and will be in force at the time of issuance of the registration in

the United States. Marie Claire Album S.A. v. Kruger GmbH & Co. KG, Opposition No.

88,932, __ USPQ2d __ (TTAB November 16, 1993). Similarly, if the assignee is not

domiciled or incorporated in the country where the relevant registration issued,

examining attorneys should continue to require the assignee to establish that the

country which issued the relevant registration in the assignee's country of origin

under <section> 44(e). [p.9]

J. Inquiries Concerning the Names of Other Parties on the Specimens

The Office will discontinue inquiring about the relationship between the applicant

and other parties named on the specimens or elsewhere in the record, except when the

reference to another party clearly contradicts the applicant's verified statement

that it is the owner of the mark or entitled to use the mark.

For example, the examining attorney should inquire concerning another party if the

record specifically states that another party is the owner of the mark. The

examining attorney also should inquire concerning another party if the record

specifically identifies the applicant in a manner which contradicts the claim of

ownership, for example, as a licensee. In these circumstances, registration should

be refused under <section> 1 of the Trademark Act on the ground that the applicant

is not the owner of the mark. Similarly, where the record indicates that the

applicant is a United States distributor, importer or other distributing agent for a

foreign manufacturer, examining attorneys should continue to require the applicant

to establish its ownership rights in the United States in accordance with TMEP

<section> 1201.06(a).

The examining attorney should not inquire concerning any party which is merely

named in the specimen or elsewhere, even if the applicant's name does not appear.

Where the specimens of use indicate that the goods are manufactured in a country

other than the applicant's home country, the examining attorney normally should not

inquire whether the mark is used by a foreign manufacturer. Also, where the

application states that use of the mark is by related companies, an explanation of

how applicant controls use of the mark by the related companies is no longer

required.

If an inquiry is required, the inquiry should be pursued in accordance with TMEP

<section> 1201.

 

K. Class 16 Specimens

Marks used on publications will be treated like all other types of products for

purposes of specimen-of-use requirements. The Office will discontinue requiring a

complete copy of the publication, or a title page in lieu of the complete

publication in every case. A copy of the publication will be required when, in the

opinion of the examining attorney, such material is reasonably necessary for the

proper examination of the application. For example, a copy of the publication might

be necessary to determine whether a mark is merely descriptive of the goods.

L. Individuals or Corporations Using Corporate DBA's

Where an individual indicates that he or she is doing business under a corporate

designation, the Office will discontinue inquiring whether relevant state law

permits such a practice. The DBA will simply be printed on the registration

certificate. If the record is ambiguous as to who is the owner of the mark, a

corporation or an individual, examining attorneys must continue to require the

applicant to clarify the record regarding ownership. Similarly, in the unusual

situation where a corporate applicant provides a DBA which includes a corporate

designation in addition to its official corporate name, the Office will discontinue

inquiring whether relevant state law permits such a practice, and will print the DBA

on the registration certificate.

 

M. Filing the Same Papers as Either Amendments to Allege Use or Statements of

Use

An applicant may file papers as a statement of use which had been prepared for

filing as an amendment to allege use, provided the papers are filed at the

appropriate time and are otherwise acceptable under Trademark Rule 2.88. The

applicant may do so whether or not the papers had been [p.10]submitted previously as

an amendment to allege use. The Office will not reject the papers merely because

they are titled incorrectly.

As noted in TMEP <section> 803.04, the applicant need not reexecute the papers

unless an inordinate time has elapsed between the execution and filing of the

papers. Although the general guideline is six months, in appropriate cases papers

which have been executed more than six months previously may be accepted. Also,

copies of papers are generally acceptable.

If an applicant is filing a statement of use which was prepared for filing as an

amendment to allege use, the applicant should ensure that it is clear that the paper

is to be considered a statement of use. The applicant can provide a transmittal

letter or cover sheet to identify the paper clearly as a statement of use. The

papers should be sent to Box ITU.

The Office will not retain an untimely amendment to allege use and process it as a

statement of use.

Examining attorneys should provide information to applicants concerning these

policies in all appropriate cases.

 

N. Requests for Extensions of Time to File a Statement of Use: Fees in Multi-

class Applications

In a request for extension of time to file a statement of use, an extension filing

fee to cover at least one class must be submitted within the time for filing the

request, or the extension request will be denied. In a multi-class application, if

at least one complete fee is filed, the extension request will be accepted, and the

ITU Unit will issue a notice of fee deficiency allowing a 30-day period in which the

party may remit the deficient amount. In re Wolf, Serial No. 74/285,798, __ USPQ2d

__ (Comm'r Pats. December 6, 1993). If no timely response to a fee deficiency letter

is received, the fees paid will be applied to the lowest numbered classes in

ascending order, unless, within the thirty-day period, applicant expressly abandons

a specific unpaid-for class.

 

O. Requirements Relating to Extensions Beyond the First Six-Month Extension:

Good Cause Extensions

The showing of good cause in extension requests must include a statement of the

applicant's ongoing efforts to make use of the mark in commerce. Trademark Rule

2.89(d)(2). A statement that the applicant has made use of the mark in commerce and

is in the process of preparing a statement of use will be accepted as meeting the

requirement of the rule only once. Repetition of the same allegation in a subsequent

extension request is not, without more, a statement of the applicant's ongoing

efforts. In re SPARC International, Inc., Serial No. 74/098,026, __ USPQ2d __

(Comm'r Pats. December 27, 1993). If that explanation is the basis for any

subsequent extension request, the extension request will be denied.

 

P. Waiver of Trademark Rule 2.76(a)

Trademark Rule 2.76(a) prohibits the filing of an amendment to allege use after

the expiration of the six-month response period after issuance of a final action.

The Office has waived the application of Rule 2.76(a), in pertinent part, to

eliminate the time limit during which an amendment to allege use may be filed after

the examining attorney's final refusal to register. Although an amendment to allege

use will now be considered timely even if filed during the pendency of an ex parte

appeal, the Board retains [p.11] jurisdiction over the application once an appeal is

filed. The Board may, in its discretion, suspend action on the appeal and remand the

application to the examining attorney for consideration of the amendment to allege

use; or it may continue action on the appeal, thus deferring examination of the

amendment to allege use until after disposition of the appeal.

The Office will, in due course, publish a notice of proposed rulemaking to amend

Trademark Rule 2.76(a).

 

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